Lesson 7: Concentrating Solar Power Technologies

Lesson 7: Concentrating Solar Power Technologies sxr133

Overview

Overview Anonymous

In this lesson, we overview various Concentrating Solar Power (CSP) technologies, with emphasis on those that have been proved effective supplying utility scale power. The most well-known ones are parabolic trough systems, parabolic dishes, and 3D central receiver systems, such as solar power tower. The main purpose of a CSP technology is to convert solar radiation into thermal energy, which is in turn used to drive a heat engine. CSP plants have been commercialized and operate in a number of countries as part of power infrastructure. According to Renewable Energy World, the current global power generated by CSP exceeds 1095 MW. It is definitely a growing industry which works towards cost-effective solutions with renewable power, and may possibly become a major player in electricity generation in the U.S. over the following decades.

Here, we also review different types of power conversion cycles that are used for conversion of solar thermal energy to mechanical energy of the turbine. Such cycles are also called heat engines. They are crucial elements of any thermal plants, because in most cases mechanical energy or electrical energy are more practical than thermal energy. In this lesson, you will explore the principles and differences between several power conversion cycles and their varieties. One key question to answer will be which type of cycle would be suitable for a particular type of solar thermal plant and which parameters should be considered in that decision.

Learning Outcomes

By the end of this lesson, you should be able to:

  1. Describe the principle of operation of the most important CSP technologies;
  2. Apply performance metrics to characterize the utility scale CSP systems;
  3. Understand the purpose and design of power conversion cycles;
  4. Justify the choice of power conversion cycle based on solar system parameters and goals.

Readings

Book: Lovegrove, K., Stein W., Concentrating Solar Power Technology, Woodhead Publishing, 2012.

Book chapter: Stine, W.B. and Harrigan, R.W., Power from the SunChapter 12 Power Cycles for Electricity Generation, 2001.

Book chapter: Duffie, J.A. and Beckman, W.A., Solar Engineering of Thermal Processes, Chapter 17: Solar Thermal Power Systems, pp. 621-633, Wiley 2013.

7.1 Introducing Concentrating Solar Power

7.1 Introducing Concentrating Solar Power ksc17

The term Concentrating Solar Power (CSP) covers a range of technologies that utilize optical devices, such as mirrors and lenses, to concentrate the beam solar radiation and to provide for higher efficiency of its conversion into other forms of energy. Typically, in many sources, CSP systems are associated with the solar thermal power; although, in a general sense, CSP can work with both thermal solar power and photovoltaic applications. Conversion of the concentrated sunlight can follow three routes: (1) conversion to heat, (2) conversion to electricity, and (3) conversion to fuels. The large utility scale plants primarily use the concentration of thermal energy, which is used to operate a steam turbine generator and produce electric power on site. In this case, the solar heat is used as any other source of heat (such as coal combustion, etc.) to generate steam.

The video below (11 min.) introduces the main types of the CSP technology. For that conversion cycle to run smoothly, day by day generating power, a few key technologies are linked together. These include light concentration, thermal transfer fluids, steam powered turbines, and sometimes thermal energy storage. The video also discusses the system efficiency at every step of conversion.  

Video: CSP Video Tutorial Unit 1-01 – Overview of CSP Technologies (11:21)

Credit: SDLR Institute of Solar Research. "CSP Video Tutorial Unit 1-01 – Overview of CSP Technologies." YouTube. May 27, 2018.

Presenter: Welcome to the Inamena video tutorial. This lecture is the first of the CSP technology blog and will give an overview of CSP technologies. Let me introduce myself. My name is Marc Röger. I studied engineering and have a PhD in mechanical engineering. I've been working with DLR in the CSP field for over 13 years. To begin, I have a brief remark on the difference between PV, Photovoltaic, and CSP, concentrating solar power, followed by an view of the different CSP technologies. Then I'm going to say some words about the different efficiencies of concentrating solar power systems. I will conclude with some remarks about electricity costs. We can distinguish technology-related costs and energy system-related costs. In photovoltaic, the sunlight is directly converted to electricity using semiconductors. The photons create excited electrons and remaining holes which are separated and hence a voltage is built up. The principle in concentrating solar power is totally different. Here you see a collector. In concentrating solar power, heat is produced by concentration and absorption of solar radiation. Here is the sun rays impinged on the mirrors which concentrate the light the absorber tube and where the heat is produced. This heat can be used similar to the heat produced in a fossil or nuclear power plant to drive a turbine and generate electricity.

In contrast to PV, there's the possibility to store the heat economically in a thermal heat storage before transforming it to electricity. Let's have a look how we can concentrate the solar radiation. Four basic types of concentrating collectors can be distinguished. The most widespread and commonly used concentration technique nowadays is the parabolic trough. It is a line-focusing technology. Here you see a photo and a sketch of a parabolic trough collector with its receiver in the focal line. The radiance is concentrated by a parabolic reflector. The receiver is located in the focal line of the mirrors, and the heat transfer fluid is heated up to 400 degrees C. Normally, Rankine cycles are used as a power cycle. Using other fluids than oil, as for example, salt or steam, we can even reach higher temperatures. It is a single-axis tracking system, and nowadays, plants up to 80 megawatt electric have been built, and blends with 280 megawatt electrics are being built. It is the most major CSP system. To resume, triepolic troughs are one-axis tracking technology. Its concentration factor is about 80. That means on the solar receiver, we have got 80 Suns. The temperature range is between 200 degrees C and up to 400 or even 500 degrees C.

The power This level is between 50 and 280 megawatts electric. A second, also linear concentrating technology, is the linear Fresnel collector. You may all know that you can concentrate the sun using a magnifying lens. Fresnel lenses are special flat lenses which reduce the amount of material required by dividing the lens into a set of sections. A Fresnel lens and sun rays are shown here. At the bottom, you can see the focal point. If you use mirrors instead of a lens, we can place these mirrors near ground level and the focal point is located above. This configuration is used in a Fresnel collector. So the Fresnel collector is a line-focusing system. The receiver is fixed and only the primary mirrors are tracked. A secondary mirror is mounted above the receiver tube so that rays not hitting directly the receiver tube are redirected towards the receiver. Compared to a parabolic trough, we've got lower investment costs but also lower efficiency. Process parameters and plant capacity are similar to those of a parabolic trough collector. Commercial plants up to 30 megabit electric are being built. To resume, linear Fresnel collectors are, as parabolic troughs, one-axis tracking and have similar concentration factors, temperature, and power ranges.

A further system is the Solar Tower, also called Central Receiver System. In contrast to the before mentioned line-concentrating technologies, it is a point-focusing technology. The irradiance is concentrated on a central receiver by heliostats. These heliostats are two axis tracking and have a mirror area between a few and 150 square meters. In a solar tower, we get higher operation temperatures due to higher concentration ratios. Besides the Rankine cycle, also the gas turbine cycle is applicable. Up to now, commercial plans up to 20 megawatt electric exist, and several plants around 130 megawatt electric are being built. To resume, solar towers use two axis tracking heliostats. They reach higher concentration factors of about 200 up to 1,000 Suns and hence reach higher temperatures between 600 and 100 degrees C. The power levels are in between 10 to some hundreds of megabytes electric. A last CSP technology I want to mention is the dish system. The parabolic dish is a two-axis tracking technology where the receiver is mounted in the focal point of the reflector. It is often used in combination with a Stirling engine, then its capacity is limited to approximately 10 to 25 kilowatt per unit. It is more for small or medium-sized installations, either in off-grid or in-grid connection.

Here we see all the four concentrating technologies, and to resume, the dish system reach quite high, concentration factors over 1,000 or several thousand Suns can be reached. Using a Stirling engine, the temperature is about 700 degrees C, but we can reach until 1,000 degrees C if we use microturbines, for example. The power level is smaller compared to the other technologies. Let's come to the next section of this lecture. Why do we have different concentrating technologies? Which technology is best for a specific purpose? In the first step, we have to convert solar radiation into heat. So solar collecting systems may work with low efficiencies at temperatures they are not designed for. The thermal efficiency is defined as the ratio of what you get out and what you put in. The solar thermal efficiency, hence is defined as the heat flow we get out and the solar radiative flow. Imagine you have got a flat black plate on the sun and you can reach temperatures only below 100 degrees C with a quite poor efficiency if you want to get out the heat of this plate. If you want to get out heat at lower temperatures like 30 degrees, we may get out the heat with a higher solar thermal efficiency.

This type of collector has no concentration, so the collector concentration is one. If we now get to higher concentrations like 10 or even 70, like the poplite trough, we see that we can reach temperatures of about 4 to 500 degrees C with still high solar thermal efficiencies. If we get to the solar tower or the dish technology. We even get higher temperatures with high solar thermal efficiency. To conclude, we can say only collectors with high concentration factor C are suitable to generate high temperature temperature heat. In a second step, the heat has to be transformed to mechanical energy. Thermal energy has got different quality depending on its temperature. So the definition of thermal efficiency is the same as in the slide before, and the cycle thermal efficiency here is defined as the mechanical power we get out to the heat flow at temperature T. The maximum cycle efficiency an ideal machine would reach is the Carnot efficiency, which is plotted here. We see at higher temperatures, we can get higher Carnot efficiencies. Wheel machines don't reach its theoretical limit and have lower efficiency. A Rankine cycle would have efficiencies between 38 and 45%, a combined cycle would reach efficiencies up to 550 88%, but requires higher temperatures of about 1,000 degrees and higher.

So high cycle thermal efficiencies require high temperatures. Finally, the total system efficiency counts. It is the product of solar's hand cycle thermal efficiency presented before. The total system efficiency is defined as the ratio of electric power and solar radiative flow. We can observe that the efficiency lines have an optimum. With a non-concentrating collector, we can only reach marginal total system efficiencies below 5%. With higher concentration ratios, we can get higher temperatures with higher total system efficiencies. Higher temperatures and higher efficiencies in this direction. Solar Our towers and dishsterlings provide a high potential of high total system efficiencies. For example, Sandia and SES that set the solar to grid system conversion efficiency record by achieving 31.25% net efficiency rate during a cold winter day. In the last slides, I have talked about efficiencies. However, the parameter which mostly is decisive for a power project is the electricity generating cost. More precisely, the levelized electricity energy cost. It is the ratio of total annual costs and annual electricity produced, which we can express as Euro or Dollar per kilowatt hour. We can distinguish between technology-related costs and energy system costs. The costs These figures should both include external costs.

Examples for technology-related costs are, for example, the LEC for a specific PV project, a specific wind or CSP project, or even for a fossil or nuclear power plant, and so on. In an energy system, we usually have pronounced generation and load profiles, so the weighted sum of the technology related costs and transmission costs not necessarily lead to the overall energy system electricity costs. So not only the technology related costs, but also the energy system electricity costs should be minimized. For example, at points of time with a high solar share of renewables and low load, this may lead to curtailment of intermittent renewables. For this reason, in addition to load management and smart grids, energy storage systems are required. The CSP technology has the inherent advantage of storing energy economically in a thermal storage. Here you see an aerial view of the three endosol plants, each having 50 megawatts. Each plant has got a thermal storage allowing 7.7 hours of full operation. You see here the cold and hot tank. By using CSP with storage, the grid flexibility increases and the share of renewables in the energy mix can be increased without curtailment of renewable energy.

Hence, CSP with storage can reduce energy system electricity costs. Here we are at the end of this lecture. Thank you for your attention.

CSP systems can only benefit from the direct beam radiation and therefore are best suited to the regions with a high percentage of clear sky days. The locations that have significant cloudiness, smog, or dust are not favorable.

By concentrator configuration, the commercial CSP systems are represented by:

  • parabolic trough systems
  • central receiver towers
  • parabolic dish systems
  • linear Fresnel concentrators

These are the main technologies that you will read about in this lesson.

The CSP technology is one of the competitive options in energy industry for combustion-free electricity generation. Because the fuel cost is zero, the cost of the CSP technology is mainly associated with the significant initial capital investment. However, cost reduction trend for CSP is confidently predicted in the near future. The main avenues for cost efficiency are linked to:

  • technical progress in CSP technology, research and development efforts, and lesson learned from operating plants; and
  • scaling up to larger plant size, which allows for the use of more cost effective turbines for power conversion.

The CSP technology has been commercialized and has experienced rapid growth since 2005, in part stimulated by the international concern for increased fossil fuel combustion and climate change. Worldwide, the CSP expansion was led by Spain, which has most CSP plants currently installed. Over the past decade, the CSP sector experienced a significant slowdown due to the surge of photovoltaic systems in the renewable energy markets.

Check out these websites:

These sources provide well-organized summaries of all functional CSP facilities all over the world.

National Renewable Energy Laboratory: Concentrating Solar Power Projects

If you review projects by country and click on the country name, you get the list of the operating CSP plants. Further you can check the type of technology used at that location and various specifications for the facility.

Solar Paces: CSP Projects around the World

Check the world maps showing projects that are operational, under development, or shut-down. 

 

By technology type, CSP the current CSP market is led by the parabolic trough plants (over 75%). In spite of much slower growth than PV, solar thermal plants are nevertheless expected to be significant players in future energy economy. The main barrier to the CSP market growth remains high costs of electricity (average 0.20 USD/kWh compared to 0.05-0.10 USD/kWh for PV).

Market Share for CSP Technician, Parabolic Trough(76%), Power Tower (21%), Linear Fresnel (3%)
CSP market shares (based on data from fortunebusinessinsights.com
Mark Fedkin

Further, in this lesson, you will learn about different configurations of CSP plants, which differ in design of optical systems (reflectors and light collectors), the position of the receiver, and heat transfer networks. These various technologies have their pros and cons and are applied based on the target application, location, and other factors.

7.2. Parabolic Trough CSP Technology

7.2. Parabolic Trough CSP Technology ksc17

As was noted earlier in this course, parabolic trough technology is the most widespread among utility-scale solar thermal plants (Figure 7.1). The potential of this type of solar concentration is very high and can provide output fluid temperatures in the range 400-500°C. Parabolic trough is the linear-focus collector, which consists of a cylindrically curved parabolic mirror, which reflects the sunlight onto a tubular receiver positioned in the focus line of the parabola. The tubular receiver contains the fluid that absorbs heat and transfers it via circulation to the boiler or another device to produce steam.

parabolic trough super farm
Figure 7.1. Kuraymat parabolic trough solar plant, Egypt. The plant has the total solar aperture area of 130,800 m2 and expected electricity generation of 34,000 MWh/year. It has been operating since 2011.

We covered the basics of light concentration by parabolic reflectors in Lesson 2. Now, we go on to look at all different aspects of the parabolic trough technology, including materials, operation parameters, system design, field layout, energy storage associated with this kind of plant. Please refer to the following reading material:

Reading Assignment

Book chapter: Zarza Moya, E. Parabolic-Trough Concentrating Solar Power (CSP) Systems, Chapter 7 in Concentrating Solar Power Technology. Principles, Developments, and Applications., Lovegrove K., and Stein W., Eds., Woodhead Publishing, 2012. pp. 197-237. (find this reading in Canvas, Module 7)

Based on the above reading, please go through the following self-check questions.

Check Your Understanding - Essay Question

Question 1. How do the small and large parabolic trough collectors (PTC) compare in size? Put in typical numbers for trough width:

Small collector:

Large collector:

Question 2. What is the purpose of the glass pipe in the design of a tubular receiver?

Question 3. What are three main blocks of a typical parabolic-trough solar thermal plant?

Question 4. What are the maximum theoretical and actual concentration ratios determined for the parabolic trough collectors (approximately)?

Theoretical:

Actual:

Question 5. What four factors are responsible for optical losses of the parabolic trough collector?

7.3. Central Tower CSP Technology

7.3. Central Tower CSP Technology ksc17

Unlike linear concentrating systems (troughs), which reflect light onto a focal line, the central receiver systems send concentrated light onto a remote central receiver. A typical example of such a system is a solar power tower system, which consists of multiple tracking mirrors (heliostats) positioned in the field around a main external receiver installed on a tower (Figure 7.2). Such systems are capable of reaching of much higher levels of concentration than linear systems. Concentrated radiation is further used as heat to produce steam and convert it to electricity (like in a regular power plant), or the generated thermal energy can be stored in a molten salt storage.

Planta Solar 10 Power Plant in Spain.ridged solar panels with a tall white tower in the middle
Figure 7.2. SOLUCAR PS10 (Planta Solar 10) solar power plant, Spain. Operational since 2007, PS10 produces 23,400 MWh/year. Aperture size is estimated at 74,880 m2. The light is concentrated on the top of the 115 m high tower.

Please proceed further to the following chapter reading, which covers some basic configurations and design of the central receiver CSP technology, approaches used to convert and store energy, specifications of the heliostats and receivers utilized in some known facilities of this type.

Reading Assignment

Book chapter: Vant-Hull, L.L., Central Tower Concentrating Solar Power (SCP), Chapter 8 in Concentrating Solar Power Technology. Principles, Developments, and Applications., Lovegrove K., and Stein W., Eds., Woodhead Publishing, 2012. pp. 240-281. (See this reading in Canvas, Module 7)

It is clear that central receiver CSP systems are typically large-scale plants that are usually built to power a steam cycle. The central position of the receiver offers a universal advantage to collect all energy at one location and save on transport networks. At the same time, the fixed position of such a central receiver results in limitation of light collection: heliostats are always oriented at an angle to the direct beam, so the amount of energy collected is less compared to parabolic concentrators. Therefore, to reach the necessary efficiencies of light concentration, the size of the collecting field is increased, which brings into considerations such issues as land use, higher environmental impacts, and higher capital costs. Significant potential for developing large-scale central receiver solar plants is hence attributed to deserts and flat arid areas, which have plenty of sunshine and lower land value with respect to other applications and industries.

Check Your Understanding - Essay Question

Question 6. Can you name and explain the three main configurations of the central receiver CSP systems?

(1)

(2)

(3)

Question 7. What are the main disadvantages of the external cylinder receiver system compared to cavity receiver system?

Question 8. What are the main advantages of the external cylinder receiver system compared to cavity receiver system?

Question 9. What are the insolation requirements for a good central receiver CSP facility?

Peak direct beam insolation:

Annual bean insolation:

Question 10. What are most typical options for heat transfer fluids at the central receiver CSP plants?

7.4. Parabolic Dish CSP Technology

7.4. Parabolic Dish CSP Technology ksc17

Parabolic dish geometry concentrates light in a single focal point, i.e., all sun rays that are parallel to the axis of the parabola are directed towards the central receiver. This allows this type of collector to achieve the highest concentration ratios among all other type of solar collectors. The dish concentrator must be oriented towards the sun. Usually, losses in this technology are associated with the imperfections of dish alignment and non-ideality of reflection. The engine that converts the concentrated solar energy into electricity is placed at the focal point. This technology can be used for both large-scale power plants (with many dishes grouped in arrays) and autonomous small-scale power generation systems that would provide power to off-grid remote facilities. Example of such a system is shown in Figure 7.3.

Eurodish Picture
Figure 7.3. EuroDish stirling parabolic dish solar collector is an example of de-centralized solar technology. Some spec: diameter 8.5 m, aperture 56.7 m2, average concentration factor 2500.
Credit: Schlaich Bergermann via Wikimedia Commons

Go to the following chapter reading to learn the fundamentals of the parabolic dish CSP technology:

Reading Assignment

Book chapter: Schiel, W., and Keck, T., Parabolic Dish Concentrating Solar Power (CSP) Systems, Chapter 9 in Concentrating Solar Power Technology. Principles, Developments, and Applications., Lovegrove K., and Stein W., Eds., Woodhead Publishing, 2012. pp. 284-321. (See this reading in Canvas, Module 7)

As we can see from this reading, the parabolic dish is a very efficient and flexible technology, which comes in various designs and is suitable for various applications. There are many cases (some described in the history section) of applying this technology in remote locations to provide self-sustained power for water heating, water pumping, and alternative power. One of the features of the dish Stirling systems is their low "inertia" - they start producing power very quickly as soon as direct beam radiation hits the reflector, but, at the same time, they are very sensitive to variations in solar intensity and results in sharp variation in power output and frequent interruptions if the meteorological conditions are not perfect. Because of the high intermittence, energy storage applications which would buffer the power output, would be desirable, but at the moment are not well developed.

Note:

Please take a note of pros and cons of this technology. In the end of this lesson, you will be asked to make a comparison of a few technologies by common metrics. You can revisit some quick facts of the dish Stirling technology by answering the following self-check questions

Check Your Understanding Questions 11-15 (Multiple Choice)

7.5. Thermal - electric power conversion

7.5. Thermal - electric power conversion jls164

To make usable energy from solar heat collection in CSP plants, thermodynamic power conversion cycles (heat engines) are used. The main idea is quite simple. The heat transfer fluid, which is directly heated in the solar receivers, delivers heat to the boiler, which generates steam. Further steam is used in the heat engine to generate mechanical work to run electric generator. This scheme is very much the same as at conventional fossil fuel power plants, except for the heat being created not through combustion but through concentration of solar radiation.

Solar energy conversion in CSP plants: solar heat is transferred to storage and further supplied to the boiler to generate steam. Then steam is supplied to the heat engine to generate mechanical work
General concept of solar thermal conversion system
Credit: Mark Fedkin (modified after Duffie and Beckman, 2013)

Note

The physics of thermodynamic cycles is something you might have learned in a typical thermo class (if you have ever taken one). If not, this topic may be somewhat challenging to grasp outside the general thermodynamics context. I should note, however, that the goal of this lesson will be to understand the general principle and applicability of different power conversion cycles to solar systems, not learning thermodynamics in detail. So, while going through readings in this lesson, you can try to filter things down to the information that would be useful from the solar project development perspective.

In general, the thermodynamic power cycles can be categorized into gas cycles and vapor cycles. In gas cycles, the working fluid is only present in the gas phase throughout the entire cycle. In vapor cycles, the working fluid can be transformed from the vapor phase to the liquid phase in different parts of the cycle. Rankine cycle, commonly used in stationary steam power plants, is an example of a vapor cycle with water as a working fluid.

In the course of a thermodynamic power cycle, the working fluid goes through a series of temperature and pressure (T,P) parameters. Changes in temperature and pressure result from heating, condensing, pressurizing, and expanding the fluid medium. Expansion creates the physical force to perform mechanical work, which is the main purpose of the system. The efficiency of the cycle is typically higher when the difference between the lowest and highest temperatures is maximized. For example, Carnot efficiency is:

η= T max  T min T max 

The maximum temperature is set by the heating source - for example, solar concentrator. The minimum temperature is set by the ambient conditions or cooling system - for example, air, river. The Carnot efficiency of 50% is considered good for a real system.

Note

One of the problems of this conversion system is that the efficiency of a solar collector decreases as its operating temperature rises (due to increased heat losses), while it is the opposite for the heat engine part of the system, which benefits from the higher maximum temperatures. So optimization of the system has to be done to find the best operating conditions.  

Several thermodynamic cycles that may be considered in connection to solar thermal applications are:

  • Rankine Cycle
  • Brayton Cycle
  • Stirling Cycle
  • Kalina Cycle

One of the criteria to combine these cycles with the solar thermal plants is the compatibility of temperature. The concentrating technologies must be efficient enough to generate high temperatures for efficient power conversion in the thermodynamic cycle. So, depending on the technology and type of solar collectors, one or another cycle may be chosen.

Another important criterion to consider is the choice of the working fluid. For higher temperatures (600 oC), steam is the best choice. For lower temperature conversions (100-400 oC), organic fluids are more suitable (Batton, 2000). The desirable properties of the working fluid are:

  • low cost
  • non-corrosive nature
  • thermal stability
  • high cycle and turbine efficiency

Possible choices for the working fluids include:

  • water
  • refrigerants
  • organics
  • ammonia
  • toluene (under development)
  • mixtures of above
  • fully fluorinated benzene ring fluids

Currently, Rankine cycles are most promising for handling the collector temperatures.

7.6. Rankine cycle

7.6. Rankine cycle jls164

We are going to overview the principle of thermodynamic cycle operation using Rankine cycle example, since most of solar power cycles currently operating are Rankine cycles.

The Rankine cycle system consists of a pump, boiler, turbine, and condenser. The pump delivers liquid water to the boiler. The boiler heated by the solar heat converts water to superheated steam. This steam is used to run the turbine which powers the generator. Steam leaves the turbine and becomes cooled to liquid state in the condenser. Then the liquid is pressurized by the pump and goes back to the boiler. And the cycle continues. Schematically, this process is represented in Figure 10.1.

Rankine cycle system. Described in text above
Figure 10.1. Rankine cycle layout.

In an ideal Rankine cycle, all the units operate with the steady-state flow, and the kinetic and potential energy of the fluid are considered to be negligible compared to the temperature and pressure effects.

The work terms for each component of the cycle can be expressed as follows.

The work done by the pump to compress water (Wpump) can be represented as the change in enthalpy (H) of the water (fluid) before entering the pump and after leaving the pump:

W pump = H 2  H 1 

In this case, we assume there is no heat exchange with the surroundings, so the energy is not lost (which is an ideal scenario). The process, which is not accompanied by any heat exchange with the environment, is termed "adiabatic." So, this step 1-2 is adiabatic compression.

The next process 2-3 takes place in the boiler. The energy balance in the boiler can be expressed as the change in enthalpy of the fluid from the "before" state (compressed liquid) to "after" state (superheated steam):

Q in = H 3  H 2 

Where Qin is the heat used by the boiler. This heat is supplied to the boiler from the solar concentrator. There is no pressure change in the boiler, only heat transfer to the fluid; therefore, no mechanical work is done here.

The next process 3-4 is expansion of the steam in the turbine. The work done through that process is the useful work, which is the main purpose of the cycle:

W turbine = H 3  H 4 

Here, we again assume that there is no heat exchange with the surrounding, so all the fluid energy change is converted to work. Note that the enthalpy change is written as "before" minus "after" because the energy of the superheated compressed steam is higher than the expanded steam after it exits the turbine. So, this expression gives us the positive work value.

Lastly, the process 4-1 is steam cooling and condensation. The energy balance on the condenser will be:

Q out = H 4  H 1 

At this stage, the extra heat is withdrawn from the system, and water returns to liquid state. This is important for the Rankine cycle from technological standpoint, since pumps employed in the system require a liquid medium to work efficiently and may have problems with water-vapor mixtures.

The energy balance for the whole cycle is then can be expressed via the following equation:

( Q in  Q out )( W turbine  W pump )=0

The net work done by the system is Wturbine-Wpump. Therefore, the thermal efficiency of this cycle can be presented as follows:

η= W net Q in =1 Q out Q in 

The basic Rankine cycle is presented in terms of temperature and entropy change in Figure 10.2. The ideal state of this cycle is reflected in the vertical lines 1-2 and 3-4, when the fluid compressed and expanded. Those processes are shown to proceed isentropically, i.e., without entropy change. That rarely happens in real life. Some fluid friction losses and dissipation of some heat to the surrounding usually makes this system deviate from the ideality (as for example, shown by the dashed lines).

In a non-ideal cycle, fluid friction results in the lower pressure in the line. To compensate for this pressure drop, the water needs to be pumped to a higher pressure. Heat loss can happen when steam flows through the connecting pipes and the cycle components, which are not perfectly insulated. To maintain the same work output, more heat needs to be transferred to the steam in the boiler.

Bell graph w/ points labeled 1 2, 3,&4 connected by line w/ arrows moving clockwise. Dashed lines are inside 1&2 & outside 3&4
Figure 10.2. Temperature-entropy diagram of the ideal Rankine cycle.

Varieties of the Rankine Cycle

There are several scenarios of employment of the Rankine steam cycle in power plants, including solar plants. Those scenarios intend to increase the overall efficiency of the system.

There are three ways to increase the efficiency of the basic Rankine cycle (Gramoll, 2015):

  1. Decreasing condenser pressure. This results in lower heat rejection temperature of the fluid in the condenser (pushing point 4 on the diagram in Fig. 10.2 downward), thus allowing the system to produce greater net work.
  2. Superheating steam to a higher temperature allows achieving higher temperature differential, thus increasing the amount of work done by the cycle.
  3. Increasing the boiler pressure results in higher average steam temperature in the boiler. This effect allows additional work to be done in phase 2-3 (Fig. 10.3c). However, there is some loss of useful work in phase 3-4 because of necessity to re-heat the steam. Reheating is used to mitigate higher moisture content of the high-pressure steam.

The above-described efficiency modifications are illustrated in Figure 10.3.

Graph a) 1,2 &4 are shifted down & is more work, b) 3&4 extend right, small increase in work, c) 2&3 shift up 3&4 shift left net 0 more work
Figure 10.3. Effects of different parameters on the work output of the Rankine cycle: (a) effect of decreasing condenser's pressure, (b) effect of superheating steam to a higher temperature, (c) effect of increasing boiler pressure. The shaded area shows the extra work performed by the system due to each parameter change. The red curve corresponds to the basic cycle, and green curve shows the adjusted cycle.
Credit: Gramoll, Kurt. Chapter 10 Rankin Cycle-Thermodynamics Theory. Archived December 4, 2021. Accessed May 21, 2025. Wayback Machine.  

Another variety of Rankine cycle is the Regenerative Rankine. The idea behind the regenerative cycle is to increase the temperature of the feed water that is supplied to the boiler. Why is it desirable? Higher water temperature would allow some energy savings for steam generation. So, some of the steam that exits the turbine is used for pre-heating the feed water for the boiler. This process is called regeneration. Heat transfer can be achieved using a heat exchanger (regenerator). There are two types of feed water heaters: open and closed.

The open feed water heater is essentially a mixing chamber, where the steam extracted from turbine is combined with water from the pump. The fluid that exits the mixing chamber is saturated water. The closed feed water heater is a heat exchanger, inside which the steam condenses on the outside of the tube carrying the feed water. As a result, the feed water temperature is increased. The pressures of the steam and the feed water do not need to be matched since the flows are not mixing. Without heat regeneration, the feed water temperature would be much lower and would require more energy from the heat source for the boiler. Regeneration helps raise the overall efficiency of the system.

Bell curve showing increased efficiency as temperature goes up.
Figure 10.4. T-S diagram of the regenerative Rankine cycle. In case of open feed water-heater, the phase 2-7 corresponds to the mixing, and 7-8 is the second compression of the fluid before the boiler.

Reading Assignment

The following reading material contains more details on the Rankine cycle and other power conversion cycles that potentially (now or in the future) can be applied to utility-scale solar power systems.

Book chapter: Stine, W.B. and Harrigan, R.W., Power from the Sun, Chapter 12 Power Cycles for Electricity Generation, 2001

This reading contains some thermodynamic language that may be beyond the scope of this course, but stay cool. Your goal of studying this material will be quite practical - compare the Rankine, Brayton, and Stirling cycles and extract information on the following:  

  • Main principle of the each cycle: how steps of compression, heating, and expansion (work performing) are performed
  • Temperature range: this will be important for matching a specific power-conversion cycle with a certain type of solar thermal system
  • Working fluid
  • Efficiency
  • Compatibility with solar and examples if that is available.

Note: This material will be needed to answer questions in this Lesson quiz!

Summary and Activities

Summary and Activities jls164

In this lesson, we looked at the types, design, and components of the Concentrating Solar Power (CSP) systems - parabolic trough, solar power tower, and parabolic dish. All of these types of CSP systems essentially differ in the way how they collect and concentrate light, and how the thermal energy is transferred. There is not as much difference in the final application (with some exceptions of course), as the output energy is primarily used to produce steam and run a turbine for electricity generation. The second half of this lesson reviewed the power converion cycles that accomplish that task. Based on this lesson, you should have a clear idea on the principle of operation of each of those types of systems and should be able to explain and compare the key specifications of CSP plants. Certainly, planning of a large-scale CSP plant is a complex task, which includes not only the technical principles of energy concentration and conversion. The major decisions are also made regarding the climate setting, solar resource, policy, and cost. Those considerations involved in strategic planning of CSP projects will be addressed further in Lesson 8.

The thermodynamic power conversion cycles used to convert heat into mechanical energy (and eventually electric power) are not novel technologies. Most of those cycles were technologically developed through 20th century and were widely applied in traditional fossil fuel fired plants. However, integration of those systems in solar CSP power plants may require some adjustments to match both system parameters. Rankine cycle has been most applicable to solar power plants to date as it operates in the lowest temperature range and therefore requires the lower concentration ratios. Stirling and Brayton cycles require higher temperature range and are suitable for higher concentration ratios, like those in central receiver systems. This lesson gives you a few examples of practical implementation of power conversion cycles in existing solar facilities.

Due for Lesson 7
TypeDescription/InstructionsDeadline
ReadingsComplete all necessary reading assigned in this lesson.--
Reading Quiz
  • 14 questions testing basics of CSP systems and power conversion cycles
  • 2 attempts / average score
  • no time limit
  • access Lesson 7 Quiz in Canvas
Sunday night
Activity

Comparative Table

1. Search and compile information on the key CSP technologies:

  • Parabolic troughs
  • Power tower
  • Stirling dish

You can use the materials given in Lesson 7 and/or search other resources.

2. Identify several key metrics to compare those systems. These should include operational parameters (e.g. concentration ratios, efficiency, output), compatible power conversion cycles (e.g. Rankine, Brayton etc.), and cost metrics (e.g. LCOE etc.)

3. Create a summary table to classify the information you collected by those metrics. This will be the main outcome of your work.

4. Cite sources for the information included in your table.

Wednesday night
Yellowdig discussionJoin the Yellowdig community for the conversation about this lesson material. Check Module 7 in Canvas for suggested topics.The point-earning period for this week runs from Saturday to next Friday. 

References

Batton, W., Organic Rankine Cycle Engines for Solar Power, Solar 2000, Madison WI. URL: http://organicrankine.com/orc_documents/theory/21036.pdf

Gramoll, K., Multimedia Engineering Thermodynamics, Ch. 10 Rankine Cycle, eCourses, Accessed 2015. URL: http://www.ecourses.ou.edu/cgi-bin/ebook.cgi?doc=&topic=th&chap_sec=10.0

Duffie, J.A. and Beckman, W.A., Solar Engineering of Thermal Processes, Wiley 2013

Stine, W.B. and Harrigan, R.W., Power from the Sun, (online book), 2001.